Explore Issues
SIFMA’s issues library outlines our policy priorities across the capital markets. These areas draw on the collective expertise of our buy- and sell-side members and staff, backed by data and real-world market experience. Each section provides background, key considerations, and the policy perspectives that guide our advocacy for healthy, resilient capital markets.
Explore our positions on topics shaping the markets — organized by Investor Education & Protection, Market Structure, Public Policy, Regulatory Compliance, Risk Management, and the Workforce.
Priorities & Positions
Arbitration
Arbitration is a critical dispute-resolution mechanism in the financial industry, providing an efficient, fair, and cost-effective alternative to litigation for resolving conflicts between investors and financial institutions.
Financial Literacy
Financial literacy is fundamental to economic opportunity, community well-being, and a strong democracy. Yet, too many Americans lack the skills to make informed financial decisions about saving, investing, and planning for the future. SIFMA and the SIFMA Foundation are committed to addressing this challenge from the ground up – equipping young people with the tools and confidence to understand the market economy, manage money wisely, and invest for lifelong success.
Investor Protection
Protecting investors is central to SIFMA’s mission. Every investor – whether saving for retirement, purchasing a home, or investing for the future – deserves access to transparent markets, sound advice, and safeguards against fraud and abuse.
Retirement Savings
Helping Americans build long-term savings for retirement is among the most important roles of the U.S. capital markets. Individuals at every income level benefit from access to professional financial advice, diversified investment products, and employer-sponsored savings plans that make long-term financial goals achievable.
Capital Builds Economies
Capital markets fuel over 70% of U.S. economic activity, helping people save, businesses grow, and communities invest. See how each state accesses capital with our interactive database.