Committees, Councils & Forums
SIFMA’s unique strength is the deep engagement of our members on our committees. Through their work, we engage with policymakers and regulators through comment letters, testimony, research, and more.
- 33Standing Committees
- 29Forums
- 24Roundtables
- 5 Advisory Councils
Board Subcommittees
Six subcommittees of the Board of Directors oversee SIFMA’s standing committee agendas and functions. Board members are either the chief executive officer of a SIFMA member firm, or a designee of such chief executive officer. These Board subcommittees review committee priorities with committee leadership, enhancing the Board’s engagement with priority setting and committee operations.
Groups and Committees
Asset Management
SIFMA’s Asset Management Group (SIFMA AMG) brings the asset management community together to provide views on U.S. and global policy and to create industry best practices.
Capital Markets Committee
SIFMA’s Capital Markets committees advocate on legislation, regulation and business policy affecting domestic and global capital markets and member market participants.
Government Relations & Communications
SIFMA’s Government Relations & Communications committees advocate on legislation, regulation and business policy that underscores the industry’s role in supporting economic growth and investor well-being.
Legal and Compliance
SIFMA’s Legal & Compliance committees advocate on legislation, regulation and business policy affecting compliance and governance.
Operations and Technology
SIFMA’s Operations & Technology committees provide industry leadership and coordination for market operations, business continuity planning and cybersecurity.
Private Client and Wealth Management
SIFMA’s Private Client & Wealth Management committees advocate on legislation, regulation and business policy that supports investor protection.
Prudential and Capital
SIFMA’s Prudential & Capital committees advocate on legislation, regulation and business policy affecting enterprise functions including capital, prudential standards, financial reporting and tax policy.